AML Compliance Services for casino and on-line gaming operators
When experience, trust, industry knowledge, complex problem solving and clear communications are needed, casino and on-line gaming operators turn to Arcata Advisory Group.
1
AML Risk Assessments
The ability to adequately identify and respond to AML risks is increasingly critical for a well designed AML risk management strategy. We provide methodology, tools, and techniques that align with emerging regulations and regulatory expectations - giving you and your management teams clarity in the midst of complexity.
2
AML Compliance Program Assessment & Design
We provide services to help build confidence in the design and adequacy of your compliance program, from quick evaluations for possible gaps, to detailed assessments, program updates, or full program re-design and documentation. Increased emphasis on risk-based programs call for fresh looks and re-evaluation of established programs.
3
AML Independent Testing
We provide full-scope AML testing and targeted reviews for casino and card room operators, tribal gaming commissions, and on-line gaming operators
4
Regulatory Exam and Remediation Support
Regulatory exams and enforcement actions demand time, focus, and resources. We help ease the burden by supporting compliance teams with exam readiness assessments, regulator engagement, remediation and lookbacks, and enforcement action response services.
4
AML Advisory Services
Evolving regulatory trends often require custom, bespoke support services. We assist gaming operations with the following:
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Interpretation of new FinCEN guidance, enforcement actions, and examination trends
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SAR and CTR process optimization for increased efficiency and effectiveness
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Reporting threshold testing and validation
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Transaction monitoring and SAR data analytics design, optimization and/or implementation
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Player behavior analytics
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Data model validation
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High-value player due diligence frameworks
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Documentation standards and regulatory defensibility services
